EQUAL ON PAPER, UNEQUAL AFTER TAX

You’re splitting $4 million evenly. If one side takes the brokerage account and the other takes the rentals, you are not splitting $4 million evenly.

Every marital asset carries a second number the settlement schedule doesn’t show: its tax basis. Under §1041, transfers between spouses incident to divorce are tax-free at the moment of transfer — but the recipient takes the transferor’s basis with the asset. The tax isn’t eliminated by the divorce; it is relocated, silently, onto whichever spouse takes the appreciated property. A schedule of face values divides the assets and never mentions who inherited the tax.

Spouse A: $2.0M in securitiesSpouse B: $2.0M rental real estatebuilt-in gainafter-tax valuebuilt-in gainafter-tax value + depreciation"Equal" on the scheduleLarger after tax — every year she holds itSame face amount. Different after-tax division.
Two $2.0M awards. The securities carry the built-in gain; the real estate carries depreciation deductions going forward.
A WORKED EXAMPLE: THE SAME $4 MILLION, TWICE

A hypothetical, with round numbers. The estate is $4 million: a $2 million brokerage account with $1.4 million of basis, and a $2 million rental building with $1.1 million of basis, of which $350,000 of depreciation has been taken. On the schedule, a perfect 50/50.

Asset (face $2.0M each)BasisBuilt-in gainTax character at saleWhat it does while held
Brokerage account$1.4M$600KLong-term capital gainDividends taxed annually
Rental building$1.1M$900KCapital gain + §1250 unrecaptured gain on the $350K of depreciation, taxed at up to 25%Depreciation deductions shelter the rents every year

Hypothetical for illustration. The building carries a larger built-in tax — and a running tax benefit the account can never produce.

Which side is better? It depends on facts the schedule doesn’t hold: who will sell, and when; who can use depreciation against income; who plans to hold until death, where current law steps the basis up and the built-in gain — including the recapture story — dies with them. The spouse planning to sell next year and the spouse planning to hold twenty years should not price these assets the same way. In a real division they never do — once someone runs the numbers.

CHARACTER, RATE, AND THE OTHER HIDDEN VARIABLES

Face value hides more than basis. Character: ordinary income assets (deferred comp, certain business receivables) versus capital assets are taxed at different rates to different spouses in different brackets. Recapture: depreciated real estate carries unrecaptured §1250 gain taxed at up to 25% — a rate nobody applied when they valued the building. The residence: the §121 exclusion shelters $250,000 of gain for a single filer — half the married amount — so the spouse keeping a highly appreciated home may be keeping a tax bill the couple would never have paid. Suspended passive losses: years of losses trapped under §469 generally attach to the activity; a transfer incident to divorce folds them into the recipient’s basis rather than freeing them — a wrinkle that has changed which spouse should want the property.

This is the analysis the firm runs at the settlement table — a tax-adjusted schedule set beside the face-value schedule, before any offer is exchanged and while the mix can still be chosen.

THE QUESTIONS THAT PRICE AN ASSET PROPERLY
  • What is its basis — and how much gain, and of what character, is built in?
  • Does it produce deductions (depreciation) or consume them (carrying costs) while held?
  • What is the realistic disposition — sale, exchange, or hold-until-death — and by whom, in what bracket?
  • What attributes ride along: suspended losses, recapture, exclusion eligibility, holding period?

Run those four on every line and the “equal” division usually moves — sometimes by six figures. The spouse who models after-tax value chooses assets. The spouse who doesn’t, accepts them — and finds out what they accepted in the April after the sale.

FOR COUNSEL — THE AUTHORITIES

The framework for pricing the division after tax:

  • I.R.C. § 1041(a), (b)(2) — no gain or loss on transfers incident to divorce; transferee takes transferor’s adjusted basis. The tax is deferred into the recipient, not forgiven.
  • I.R.C. § 1(h)(6) — unrecaptured § 1250 gain taxed at up to 25%; the depreciation history transfers with the building under § 1041.
  • I.R.C. § 121(b) — the exclusion drops to $250,000 for the now-single seller; § 121(d)(3) preserves use-periods for the out-spouse under a decree.
  • I.R.C. § 469(j)(6) — on a gift-type transfer, suspended passive losses are not freed; they are added to the transferee’s basis. A § 1041 transfer follows this pattern, changing which spouse should want the property.
  • Rev. Rul. 87-112, 1987-2 C.B. 207 — § 1041 does not shield accrued but unrecognized ordinary income; the transferor is taxed on interest accrued to the transfer date. Face value hides character.

Practice point: build the tax-adjusted schedule as a parallel column, not a memo — mediators use what they can see.

ELSEWHERE IN THIS SECTION
JD · CPA Attorney and accountant
30+ Years in tax practice
U.S. Tax Court Admitted to practice
FL · MA Bar admissions
1 Signature on every return

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Scheduling does not create an attorney-client relationship. No such relationship exists until the firm has run a conflicts check and both sides have signed a written engagement agreement.

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